WeChat ID: SVARecruitment





09 / 03 / 2021


Hong Kong


Hong Kong

Experience Summary

Total of 6 years working experience in Financial Industry.


Recently working as Manager in Charge, Compliance & AML-CTF in XXX


Previous company: XXX


Degree: Bachelor of Ecommerce-Economics (Undergraduate)

University: XXX New Zealand

Motives & Seeking

He is looking for a permanent job and focus on sales roles to improve his skills.


English- Fluent

Mandarin- Fluent



Recent / Current Salary

$26K HKD Per Month

+discretionary bonus

+Basic Benefits

Expected Salary

$30K HKD Per Month

+Basic Benefits

Notice Period


Interview Availability

1-2 Days’ Notice

Interview Assessment Notes

  1. Recently he was working in XXX, as Manager in Charge, Compliance & AML-CTF. He conducts AML, compliance, and operation risks review, including the monitoring of sales activities and perform account transaction review. He also provides advisory and support to business operation units on compliance matters.
  2. When he was in XXX, he was doing equity trading and portfolio management in almost 300+ clients and they are targeting high network clients. He was in charge in Hong Kong, China, and some parts of Southeast Asia.
  3. He loves to talk with other people that is why his communication skills helps his Selling skills to easily persuade his clients to avail their produce and services.
  4. He is also a hunter, he always does cold calling, maximizing his network and study the market that he is targeting to pitch his services.
  5. In his previous job he had an experience in supervising and managing all SFC regulated activities to ensure full regulatory compliance and good market practice. He maintains and review company’s policies, procedures, and practices to ensure compliance with all applicable laws and regulations. He also does the drafting and reviewing contracts, agreements, and related materials.


Victor Chen, Senior Recruiter & Talent Broker

852 6700 6472, Victor.chen@svarecruitment.com

Perry, Sourcing Associate

Employment Agency

Silicon Valley Associates Recruitment (Hong Kong) Limited

25F, Langham Place Office Tower, 8 Argyle Street, Mong Kok, Hong Kong

EA Licence Number: 62521

Job-Seeker Agreement

The Candidate has agreed that Silicon Valley Associates Recruitment may disclose their profile to potential employers for the purpose of seeking new employment. Silicon Valley Associates Recruitment wil never charge any fees from job-seekers.

Potential Employer Terms

General Terms and Conditions apply to all requests, offers and agreements regarding the provision of services, and available upon request. These can be sent to you on request or can be found on our website: svarecruitment.com.

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